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Head of Compliance - Securities

  • Location: Bangkok
  • Salary: Negotiable per month
  • Job Type:Permanent

Posted 11 months ago

Our Client

Our client is of the global Securities company. They are looking for Head of Compliance to be responsible for Company's various domestic and international compliance-related matters.

Responsibilities:

  • Providing support to the overall group's compliance program on new regulatory requirements
  • Preparing and conducting required compliance training programs
  • Handle all external audits,SEC/SET and inspections
  • Reviewing all types of compliance with code of conduct and communicate both external and internal stakeholders
  • Maintaining awareness and provide training to staff members of all current, pertinent regulations, guidelines, policies, procedures, and practices
  • Knowledge and understanding of AML requirements

The successful applicant will have:

  • A Bachelor's degree/Master's degree in law or relevant field
  • 10+ years of experience in Compliance in Financial Services and Securities
  • Familiar with Financial business business
  • Solid knowledge of SEC, AML, PDPA, DPO, etc.
  • Excellent written and verbal communication skills in English and Thai
  • Thai nationality only

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.