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Compliance Manager - Wealth Management

  • Location: Hong Kong, Central and Western District
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 20 days ago

My client, a multicultural fast-expanding digital wealth management company with offices across the APAC region, is looking for a Compliance Manager to join the Hong Kong Office.


  • Advice, review, and support on all regulatory and financial crime compliance matters.
  • Implement the Group's compliance strategy, frameworks, policies, and procedures in Hong Kong.
  • Undertake periodic compliance monitoring and recommend improvements.
  • Liaise and maintain good relationships with regulatory bodies.
  • Support the audit and assurance programmes within the Group.
  • Lead and support business on all regulatory matters and requirements for new product launches, marketing and distribution and new initiatives taken in Hong Kong.
  • Undertake ad hoc compliance and risk management projects and Group-wide responsibilities as required.


  • Degree holder with over 5 years of experience in compliance in asset management/ wealth management.
  • Knowledge of wealth management and SFC 1,4,9 licenses regulations in Hong Kong
  • Ability to multi-task and adapt to changing and competing priorities
  • Strong ability to communicate effectively in English and Cantonese (oral and writing)

For more information, please feel free to contact Calvin Chan at +852 3427 8776 or send your CV to