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Compliance Officer (Investment Bank)

  • Location: Hong Kong
  • Salary: Negotiable per month
  • Job Type:Permanent

Posted 10 months ago

Job Description

A top-tier Chinese investment bank is looking to hire a compliance officer. The role will focus on supporting central compliance matters for the Hong Kong office. Successful candidates will have solid understanding in regulatory or general compliance.


  • Responsible for liaising with regulators on regulatory enquiries, examination or other compliance matters
  • Support to set up, review and monitor internal policies and procedures in accordance to regulatory requirements
  • Work closely with internal compliance teams in Hong Kong office and other overseas subsidiaries and report to mainland headquarters
  • Prepare compliance reports and presentations to senior management in business and compliance
  • Release compliance-related information and publication to staffs


  • Degree holder in finance, accounting, business, law or related disciplines
  • Good understanding in legal and financial framework of Hong Kong and Mainland China
  • 2 years of relevant experience ideally in bank, securities, audit or law firm
  • Previous experience in compliance functions in banking or financial industry is an advantage
  • Outstanding interpersonal skill, team-player, well-organised
  • Good command in English and Mandarin

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.